| Mailed confirmation to an Internet account |
$1 |
| Mailed statement to an Internet account |
$2 |
| Duplicate historical confirmation |
$2 |
| Duplicate historical statement |
$3 |
| Overnight delivery |
$20 |
| Returned checks |
$20 |
| Notices, such as Sell out or Buy in |
$20 |
| Wire funds out domestic/international |
$20/$40 |
| Voluntary reorganizations |
$25 |
| Legal items |
$25 |
| Certificate delivered out/reregistered |
$50 |
| Incoming/Outgoing DRS (Direct Registration System) |
$50 |
| DWAC (Direct Withdrawal at Custodian) |
$50 |
| Cashless Stock Options Processing Fee |
$50(Plus applicable Commission and Margin interest) |
| Regulatory Transaction Fee |
$.00307 per $100 of sales proceeds |
| Merger/redemption deposit of old certificate |
$53 |