Third-party Vendor Disclosures

VEN-010: Recognia Intraday Trader™

The Intraday Trader™ by Recognia tool is provided to Scottrade® clients through a third-party vendor. Scottrade does not guarantee the accuracy of the information contained in the Intraday Trader™ by Recognia tool and does not assume any liability for actions taken in reliance on information contained within the tool. Scottrade does not guarantee the availability or accessibility of the Intraday Trader™ by Recognia tool.

Scottrade and Recognia are not affiliated. The information provided is for educational purposes only and Scottrade is not responsible for statements, offers, or products issued by Recognia. Scottrade assumes no responsibility for the accuracy, completeness or timeliness of the data. No information presented constitutes a recommendation by Scottrade or its affiliates to buy, sell or hold any security, financial product or instrument discussed therein or to engage in any specific investment strategy. Please research any product or service carefully before investing.

VEN-020: Recognia General

Scottrade and Recognia are not affiliated.  Third-party websites contain information that may be of interest or use to the reader. Third-party websites, research and tools are from sources deemed reliable. Scottrade is not involved in development of content on third-party websites, does not guarantee accuracy or completeness of the information presented, and makes no assurances with respect to results to be obtained from their use.

VEN-030: Third-Party

The Information and data prepared by third-parties not affiliated with Scottrade or any of its affiliates, and is being provided for informational purposes only as it may be of interest or value to the client. Third-party websites, research, and tools are from sources deemed reliable. Scottrade does not endorse or guarantee accuracy or completeness of the information and makes no assurances with respect to results to be obtained from their use. 

VEN-040: Select List – mentioned without affiliation

The mutual funds and exchange-traded funds selected for the Select Lists have been derived from a universe of mutual funds and exchange-traded funds maintained by third parties for their own proprietary research products and services. Particular funds on the Select List may not be appropriate investments for you under your circumstances, and there may be other funds or investment options offered by Scottrade that are more suitable. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security. Investors should fully research any security before making an investment decision.

VEN-050: Select List – mentioned with affiliation

Morningstar Investment Management LLC. is a registered investment adviser and subsidiary of Morningstar, Inc. The Select List of mutual funds is provided by Morningstar Investment Management. The funds chosen for the mutual fund Select List have been derived from a universe of no-load mutual funds available for sale at Scottrade. The universe does not include all mutual funds available in the marketplace. Morningstar Investment Management may have more favorable opinions of certain mutual funds, which are not included in the universe of mutual funds made available through Scottrade. Morningstar Investment Management selections were based on qualitative factors and quantitative analysis in addition to the judgment of Morningstar Investment Management analysts. Morningstar Investment Management is not acting in the capacity of advisor to individual investors. The Morningstar Investment Management name and the Morningstar logo are either registered or service marks of Morningstar, Inc. Both the universe of mutual funds defined by Scottrade and the Select List are subject to change without notice.

The exchange-traded funds selected by ETF.com for the Select List have been derived from the full universe of ETFs available for trading on an exchange for more than six months. The ETF.com selections were based on a methodology developed by the analysts at ETF.com. Both the universe of ETFs and the Select List are subject to change without notice. The ETF.com name and logo are either registered or service marks of ETF.com.

Particular mutual funds and ETFs on the Select List may not be appropriate investments for you under your circumstances, and there may be other mutual funds, ETFs or investment options offered by Scottrade that are more suitable. Ibbotson and ETF.com are not affiliated with Scottrade. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security. Investors should fully research any security before making an investment decision.

VEN-060: Select List – mutual fund only

Morningstar Investment Management LLC is a registered investment adviser and subsidiary of Morningstar, Inc. The Select List of mutual funds is provided by Morningstar Investment Management. The funds chosen for the mutual fund Select List have been derived from a universe of no-load mutual funds available for sale at Scottrade. The universe does not include all mutual funds available in the marketplace. Morningstar Investment Management may have more favorable opinions of certain mutual funds, which are not included in the universe of mutual funds made available through Scottrade. Morningstar Investment Management selections were based on qualitative factors and quantitative analysis in addition to the judgment of Morningstar Investment Management analysts. Morningstar Investment Management is not acting in the capacity of advisor to individual investors. The Morningstar Investment Management name and the Morningstar logo are either registered or service marks of Morningstar, Inc. Both the universe of mutual funds defined by Scottrade and the Select List are subject to change without notice.

VEN-070: Select List – ETF only

The exchange-traded funds selected by ETF.com for the Select List have been derived from the full universe of ETFs available for trading on an exchange for more than six months. The ETF.com selections were based on a methodology developed by the analysts at ETF.com. Both the universe of ETFs and the Select List are subject to change without notice. The ETF.com name and logo are either registered or service marks of ETF.com.

Particular ETFs on the Select List may not be appropriate investments for you under your circumstances, and there may be other mutual funds, ETFs or investment options offered by Scottrade that are more suitable. ETF.com and Scottrade are not affiliated. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security. Investors should fully research any security before making an investment decision. 

VEN-080: Zacks Equity List

Zacks is not affiliated with Scottrade.  Securities shown on the Zacks Predefined Screener list may not be appropriate under all circumstances and may not be suitable for all investors.  There may be other more suitable options offered by Scottrade.  

VEN-090: Strategic Resources

Scottrade and third-parties listed within the Strategic Resource Center are not affiliated. Third-party websites contain information that may be of interest or use to the reader. Third-party websites, research and tools are from sources deemed reliable. Scottrade is not involved in development of content on third-party websites, does not guarantee accuracy or completeness of the information presented, and makes no assurances with respect to results to be obtained from their use.

VEN-100: Strategic Resources Interrupt

By clicking OK, you understand that you will be redirected to a website operated and maintained by an independent, third-party. Scottrade and third parties listed within the Strategic Resource Center are not affiliated. The third-party’s websites contain information that may be of interest or use to the reader. Third party websites, research and tools are from sources deemed reliable. However, Scottrade is not involved in development of content on third-party websites; does not guarantee accuracy, completeness or timeliness of information displayed; is not responsible for statements, offers or products issued; and makes no assurances with respect to the results to be obtained from their use. No information presented constitutes a recommendation by Scottrade or its affiliates to buy, sell or hold any security, financial product or instrument discussed therein or to engage in any specific investment strategy. Please research any product or service carefully before reaching your decision to invest.

In conjunction with the use of third-party resources, Advisor has determined that the receipt of benefits and any conflicts of interest through the use of third-party resources are permitted, properly disclosed and consistent with the provisions of the Securities Exchange Act of 1934 § 28(e) safe harbor as eligible research and brokerage services, providing lawful and appropriate assistance to Advisor's investment decision making in conjunction with the Advisor's provision of financial advice, and in carrying out Advisor's responsibilities, including any reasonable allocation with respect to mixed-use products or services. Advisor has also determined that commissions charged by and paid to Scottrade for all applicable services are reasonable in light of all benefits accruing to the Advisor through the use of Scottrade as custodian, including any third party resources.

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