Scottrade Financials

The net capital of Scottrade, Inc. as of September 30, 2017 was $348,128,711, which was $278,405,220 in excess of the minimum required. On October 31, 2017 Scottrade, Inc. had net capital of $336,398,690, which was $265,521,396 in excess of the minimum required.

 

Brokerage products and services offered by Scottrade, Inc. and TD Ameritrade, Inc. – each a Member FINRA and SIPC.

Brokerage products are not insured by the FDIC — are not deposits or other obligations of the Bank and are not guaranteed by the Bank — are subject to investment risks, including possible loss of the principal invested.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an exchange-traded fund (ETF) before investing. A prospectus contains this and other information about the fund and may be obtained online or by contacting Scottrade. The prospectus should be read carefully before investing.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade®Options Application and Agreement,Brokerage Account Agreement,, by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy by contacting Scottrade. Supporting documentation for any claims will be supplied upon request. Consult with your tax advisor for information on how taxes may affect the outcome of these strategies. Keep in mind, profit will be reduced or loss worsened, as applicable, by the deduction of commissions and fees.

All investing involves risk. The value of your investment may fluctuate over time, and you may gain or lose money.

Scottrade®, the Scottrade®logo and all other trademarks, whether registered or unregistered, are the property of TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.